SEC FORM
3
SEC Form 3
FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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OMB APPROVAL |
OMB Number: |
3235-0104 |
Estimated average burden |
hours per response: |
0.5 |
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1. Name and Address of Reporting Person*
301 RIVERSIDE AVE, SECOND FLOOR |
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(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 12/31/2023
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3. Issuer Name and Ticker or Trading Symbol
Compass Diversified Holdings
[ CODI ]
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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Director |
X |
10% Owner |
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Officer (give title below) |
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Other (specify below) |
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5. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Form filed by One Reporting Person |
X |
Form filed by More than One Reporting Person |
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Table I - Non-Derivative Securities Beneficially Owned |
1. Title of Security (Instr.
4)
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2.
Amount of Securities Beneficially Owned (Instr.
4)
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3. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
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4. Nature of Indirect Beneficial Ownership (Instr.
5)
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Common Shares |
7,998,981 |
D
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Series A Preferred Shares |
92,048 |
D
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Series B Preferred Shares |
112,996 |
D
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivative Security (Instr.
4)
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2. Date Exercisable and Expiration Date
(Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr.
4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
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6. Nature of Indirect Beneficial Ownership (Instr.
5)
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Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
1. Name and Address of Reporting Person*
301 RIVERSIDE AVE, SECOND FLOOR |
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(Street)
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1. Name and Address of Reporting Person*
WESSEX HOUSE, 5TH FLOOR |
45 REID STREET |
(Street)
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1. Name and Address of Reporting Person*
(Street)
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Explanation of Responses: |
Remarks: |
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CGI Magyar Holdings LLC, /s/ Cora Lee Starzomski, Director |
01/10/2024 |
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** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
5
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
Exhibit 99.1
Form 4 Joint Filer Information
Name: |
Stevns Trust |
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Address: |
Wessex House 5th Floor |
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45 Reid Street |
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Hamilton, Bermuda HM12 |
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Designated Filer: |
CGI Magyar Holdings LLC |
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Issuer & Ticker Symbol: |
Compass Diversified [CODI] |
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Date of Event Requiring Statement: |
December 31, 2023 |
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The Stevns Trust |
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By: Kattegat Private Trustees (Bermuda), Limited, its co-trustee |
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By: Hamilton Trust Company Limited, its co-trustee |
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By: |
/s/ Linda Longworth, Director |
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Name: |
Path Spirit Limited |
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Address: |
10 Norwich Street |
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London EC4A 1BD |
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United Kingdom |
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Designated Filer: |
CGI Magyar Holdings LLC |
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Issuer & Ticker Symbol: |
Compass Diversified [CODI] |
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Date of Event Requiring Statement: |
December 31, 2023 |
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Path Spirit Limited |
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By: |
/s/ Poul Karlshoej, Director |
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